KYOTO PROTOCOL TO THE
UNITED NATIONS FRAMEWORK CONVENTION ON CLIMATE
CHANGE
The Parties to this Protocol,
Being Parties to the United Nations Framework Convention on Climate Change,
hereinafter referred to as “the Convention”,
In pursuit of the ultimate objective of the Convention as stated in its Article 2,
Recalling the provisions of the Convention,
Being guided by Article 3 of the Convention,
Pursuant to the Berlin Mandate adopted by decision 1/CP.1 of the
Conference of the Parties to the Convention at
its first session,
Have agreed as follows:
Article 1
For the purposes of this Protocol, the
definitions contained in Article 1 of the
Convention shall apply. In addition:
1. “Conference of the Parties” means the
Conference of the Parties to the Convention.
2. “Convention” means the United Nations
Framework Convention on Climate Change,
adopted in New York on 9 May 1992.
3. “Intergovernmental Panel on Climate Change”
means the Intergovernmental Panel on
Climate Change established in 1988 jointly by
the World Meteorological Organization and
the United Nations Environment Programme.
4. “Montreal Protocol” means the Montreal
Protocol on Substances that Deplete the
Ozone Layer, adopted in Montreal on 16
September 1987 and as subsequently adjusted and
amended.
5. “Parties present and voting” means Parties
present and casting an affirmative or
negative vote.
6. “Party” means, unless the context otherwise
indicates, a Party to this Protocol.
7. “Party included in Annex I” means a Party
included in Annex I to the Convention, as
may be amended, or a Party which has made a
notification under Article 4, paragraph 2(g), of
the Convention.
Article 2
1. Each Party included in Annex I, in achieving
its quantified emission limitation and
reduction commitments under Article 3, in order
to promote sustainable development, shall:
(a) Implement and/or further elaborate policies
and measures in accordance with
its national circumstances, such as:
(i) Enhancement of energy efficiency in
relevant sectors of the national
economy;
(ii) Protection and enhancement of sinks and
reservoirs of greenhouse
gases not controlled by the Montreal Protocol,
taking into account its
commitments under relevant international
environmental agreements;
promotion of sustainable forest management
practices, afforestation
and reforestation;
(iii) Promotion of sustainable forms of
agriculture in light of climate
change considerations;
(iv) Research on, and promotion, development
and increased use of, new
and renewable forms of energy, of carbon
dioxide sequestration
technologies and of advanced and innovative
environmentally sound
technologies;
(v) Progressive reduction or phasing out of
market imperfections, fiscal
incentives, tax and duty exemptions and
subsidies in all greenhouse
gas emitting sectors that run counter to the
objective of the Convention
and application of market instruments;
(vi) Encouragement of appropriate reforms in
relevant sectors aimed at
promoting policies and measures which limit or
reduce emissions of
greenhouse gases not controlled by the Montreal
Protocol;
(vii) Measures to limit and/or reduce emissions
of greenhouse gases not
controlled by the Montreal Protocol in the
transport sector;
(viii) Limitation and/or reduction of methane
emissions through recovery
and use in waste management, as well as in the
production, transport
and distribution of energy;
(b) Cooperate with other such Parties to
enhance the individual and combined
effectiveness of their policies and measures
adopted under this Article, pursuant to Article 4,
paragraph 2(e)(i), of the Convention. To this
end, these Parties shall take steps to share their
experience and exchange information on such
policies and measures, including developing
ways of improving their comparability,
transparency and effectiveness. The Conference of
Parties serving as the meeting of the Parties
to this Protocol shall, at its first session or as
soon as practicable thereafter, consider ways
to facilitate such cooperation, taking into
account all relevant information.
2. The Parties included in Annex I shall pursue
limitation or reduction of emissions of
greenhouse gases not controlled by the Montreal
Protocol from aviation and marine bunker
fuels, working through the International Civil
Aviation Organization and the International
Maritime Organization, respectively.
3. The Parties included in Annex I shall strive
to implement policies and measures under
this Article in such a way as to minimize
adverse effects, including the adverse effects of
climate change, effects on international trade,
and social, environmental and economic
impacts on other Parties, especially developing
country Parties and in particular those
identified in Article 4, paragraphs 8 and 9, of
the Convention, taking into account Article 3 of
the Convention. The Conference of the Parties
serving as the meeting of the Parties to this
Protocol may take further action, as
appropriate, to promote the implementation of the
provisions of this paragraph.
4. The Conference of the Parties serving as the
meeting of the Parties to this Protocol, if
it decides that it would be beneficial to
coordinate any of the policies and measures in
paragraph 1(a) above, taking into account
different national circumstances and potential
effects, shall consider ways and means to elaborate
the coordination of such policies and
measures.
Article 3
1. The Parties included in Annex I shall,
individually or jointly, ensure that their
aggregate anthropogenic carbon dioxide
equivalent emissions of the greenhouse gases listed
in Annex A do not exceed their assigned
amounts, calculated pursuant to their quantified
emission limitation and reduction commitments
inscribed in Annex B and in accordance with
the provisions of this Article, with a view to
reducing their overall emissions of such gases by
at least 5 per cent below 1990 levels in the
commitment period 2008 to 2012.
2. Each Party included in Annex I shall, by
2005, have made demonstrable progress in
achieving its commitments under this Protocol.
3. The net changes in greenhouse gas emissions
by sources and removals by sinks
resulting from direct human-induced land-use
change and forestry activities, limited to
afforestation, reforestation and deforestation
since 1990, measured as verifiable changes in
carbon stocks in each commitment period, shall
be used to meet the commitments under this
Article of each Party included in Annex I. The
greenhouse gas emissions by sources and
removals by sinks associated with those
activities shall be reported in a transparent and
verifiable manner and reviewed in accordance
with Articles 7 and 8.
4. Prior to the first session of the Conference
of the Parties serving as the meeting of the
Parties to this Protocol, each Party included
in Annex I shall provide, for consideration by the
Subsidiary Body for Scientific and
Technological Advice, data to establish its level of carbon
stocks in 1990 and to enable an estimate to be
made of its changes in carbon stocks in
subsequent years. The Conference of the Parties
serving as the meeting of the Parties to this
Protocol shall, at its first session or as soon
as practicable thereafter, decide upon modalities,
rules and guidelines as to how, and which,
additional human-induced activities related to
changes in greenhouse gas emissions by sources
and removals by sinks in the agricultural
soils and the land-use change and forestry
categories shall be added to, or subtracted from, the
assigned amounts for Parties included in Annex
I, taking into account uncertainties,
transparency in reporting, verifiability, the
methodological work of the Intergovernmental
Panel on Climate Change, the advice provided by
the Subsidiary Body for Scientific and
Technological Advice in accordance with Article
5 and the decisions of the Conference of the
Parties. Such a decision shall apply in the
second and subsequent commitment periods. A
Party may choose to apply such a decision on
these additional human-induced activities for its
first commitment period, provided that these
activities have taken place since 1990.
5. The Parties included in Annex I undergoing
the process of transition to a market
economy whose base year or period was
established pursuant to decision 9/CP.2 of the
Conference of the Parties at its second session
shall use that base year or period for the
implementation of their commitments under this
Article. Any other Party included in Annex
I undergoing the process of transition to a
market economy which has not yet submitted its
first national communication under Article 12
of the Convention may also notify the
Conference of the Parties serving as the
meeting of the Parties to this Protocol that it intends
to use an historical base year or period other
than 1990 for the implementation of its
commitments under this Article. The Conference of
the Parties serving as the meeting of the
Parties to this Protocol shall decide on the
acceptance of such notification.
6. Taking into account Article 4, paragraph 6,
of the Convention, in the implementation
of their commitments under this Protocol other
than those under this Article, a certain degree
of flexibility shall be allowed by the
Conference of the Parties serving as the meeting of the
Parties to this Protocol to the Parties
included in Annex I undergoing the process of transition
to a market economy.
7. In the first quantified emission limitation
and reduction commitment period, from
2008 to 2012, the assigned amount for each
Party included in Annex I shall be equal to the
percentage inscribed for it in Annex B of its
aggregate anthropogenic carbon dioxide
equivalent emissions of the greenhouse gases
listed in Annex A in 1990, or the base year or
period determined in accordance with paragraph
5 above, multiplied by five. Those Parties
included in Annex I for whom land-use change
and forestry constituted a net source of
greenhouse gas emissions in 1990 shall include
in their 1990 emissions base year or period
the aggregate anthropogenic carbon dioxide
equivalent emissions by sources minus removals
by sinks in 1990 from land-use change for the
purposes of calculating their assigned amount.
8. Any Party included in Annex I may use 1995
as its base year for hydrofluorocarbons,
perfluorocarbons and sulphur hexafluoride, for
the purposes of the calculation referred to in
paragraph 7 above.
9. Commitments for subsequent periods for
Parties included in Annex I shall be
established in amendments to Annex B to this
Protocol, which shall be adopted in accordance
with the provisions of Article 21, paragraph 7.
The Conference of the Parties serving as the
meeting of the Parties to this Protocol shall
initiate the consideration of such commitments at
least seven years before the end of the first
commitment period referred to in paragraph 1
above.
10. Any emission reduction units, or any part
of an assigned amount, which a Party
acquires from another Party in accordance with
the provisions of Article 6 or of Article 17
shall be added to the assigned amount for the
acquiring Party.
11. Any emission reduction units, or any part
of an assigned amount, which a Party
transfers to another Party in accordance with
the provisions of Article 6 or of Article 17 shall
be subtracted from the assigned amount for the
transferring Party.
12. Any certified emission reductions which a
Party acquires from another Party in
accordance with the provisions of Article 12
shall be added to the assigned amount for the
acquiring Party.
13. If the emissions of a Party included in
Annex I in a commitment period are less than
its assigned amount under this Article, this
difference shall, on request of that Party, be added
to the assigned amount for that Party for
subsequent commitment periods.
14. Each Party included in Annex I shall strive
to implement the commitments mentioned
in paragraph 1 above in such a way as to
minimize adverse social, environmental and
economic impacts on developing country Parties,
particularly those identified in Article 4,
paragraphs 8 and 9, of the Convention. In line
with relevant decisions of the Conference of
the Parties on the implementation of those
paragraphs, the Conference of the Parties serving
as the meeting of the Parties to this Protocol
shall, at its first session, consider what actions
are necessary to minimize the adverse effects
of climate change and/or the impacts of
response measures on Parties referred to in
those paragraphs. Among the issues to be
considered shall be the establishment of
funding, insurance and transfer of technology.
Article 4
1. Any Parties included in Annex I that have
reached an agreement to fulfil their
commitments under Article 3 jointly, shall be
deemed to have met those commitments
provided that their total combined aggregate
anthropogenic carbon dioxide equivalent emissions
of the greenhouse gases listed in Annex A do
not exceed their assigned amounts
calculated pursuant to their quantified
emission limitation and reduction commitments
inscribed in Annex B and in accordance with the
provisions of Article 3. The respective
emission level allocated to each of the Parties
to the agreement shall be set out in that
agreement.
2. The Parties to any such agreement shall
notify the secretariat of the terms of the
agreement on the date of deposit of their
instruments of ratification, acceptance or approval of
this Protocol, or accession thereto. The
secretariat shall in turn inform the Parties and
signatories to the Convention of the terms of
the agreement.
3. Any such agreement shall remain in operation
for the duration of the commitment
period specified in Article 3, paragraph 7.
4. If Parties acting jointly do so in the
framework of, and together with, a regional
economic integration organization, any
alteration in the composition of the organization after
adoption of this Protocol shall not affect
existing commitments under this Protocol. Any
alteration in the composition of the
organization shall only apply for the purposes of those
commitments under Article 3 that are adopted
subsequent to that alteration.
5. In the event of failure by the Parties to
such an agreement to achieve their total
combined level of emission reductions, each
Party to that agreement shall be responsible for
its own level of emissions set out in the
agreement.
6. If Parties acting jointly do so in the
framework of, and together with, a regional
economic integration organization which is
itself a Party to this Protocol, each member State
of that regional economic integration
organization individually, and together with the regional
economic integration organization acting in
accordance with Article 24, shall, in the event of
failure to achieve the total combined level of
emission reductions, be responsible for its level
of emissions as notified in accordance with
this Article.
Article 5
1. Each Party included in Annex I shall have in
place, no later than one year prior to the
start of the first commitment period, a
national system for the estimation of anthropogenic
emissions by sources and removals by sinks of
all greenhouse gases not controlled by the
Montreal Protocol. Guidelines for such national
systems, which shall incorporate the
methodologies specified in paragraph 2 below,
shall be decided upon by the Conference of
the Parties serving as the meeting of the
Parties to this Protocol at its first session.
2. Methodologies for estimating anthropogenic
emissions by sources and removals by
sinks of all greenhouse gases not controlled by
the Montreal Protocol shall be those accepted
by the Intergovernmental Panel on Climate
Change and agreed upon by the Conference of the
Parties at its third session. Where such
methodologies are not used, appropriate adjustments
shall be applied according to methodologies
agreed upon by the Conference of the Parties
serving as the meeting of the Parties to this
Protocol at its first session. Based on the work of,
inter alia, the Intergovernmental Panel on Climate Change and advice provided by
the
Subsidiary Body for Scientific and
Technological Advice, the Conference of the Parties
serving as the meeting of the Parties to this
Protocol shall regularly review and, as
appropriate, revise such methodologies and
adjustments, taking fully into account any
relevant decisions by the Conference of the
Parties. Any revision to methodologies or
adjustments shall be used only for the purposes
of ascertaining compliance with commitments
under Article 3 in respect of any commitment
period adopted subsequent to that revision.
3. The global warming potentials used to
calculate the carbon dioxide equivalence of
anthropogenic emissions by sources and removals
by sinks of greenhouse gases listed in
Annex A shall be those accepted by the
Intergovernmental Panel on Climate Change and
agreed upon by the Conference of the Parties at
its third session. Based on the work of, inter
alia, the Intergovernmental Panel on Climate Change and advice provided by
the Subsidiary
Body for Scientific and Technological Advice,
the Conference of the Parties serving as the
meeting of the Parties to this Protocol shall
regularly review and, as appropriate, revise the
global warming potential of each such
greenhouse gas, taking fully into account any relevant
decisions by the Conference of the Parties. Any
revision to a global warming potential shall
apply only to commitments under Article 3 in
respect of any commitment period adopted
subsequent to that revision.
Article 6
1. For the purpose of meeting its commitments
under Article 3, any Party included in
Annex I may transfer to, or acquire from, any
other such Party emission reduction units
resulting from projects aimed at reducing
anthropogenic emissions by sources or enhancing
anthropogenic removals by sinks of greenhouse
gases in any sector of the economy, provided
that:
(a) Any such project has the approval of the
Parties involved;
(b) Any such project provides a reduction in
emissions by sources, or an
enhancement of removals by sinks, that is
additional to any that would otherwise occur;
(c) It does not acquire any emission reduction
units if it is not in compliance with
its obligations under Articles 5 and 7; and
(d) The acquisition of emission reduction units
shall be supplemental to domestic
actions for the purposes of meeting commitments
under Article 3.
2. The Conference of the Parties serving as the
meeting of the Parties to this Protocol
may, at its first session or as soon as
practicable thereafter, further elaborate guidelines for the
implementation of this Article, including for
verification and reporting.
3. A Party included in Annex I may authorize
legal entities to participate, under its
responsibility, in actions leading to the
generation, transfer or acquisition under this Article of
emission reduction units.
4. If a question of implementation by a Party
included in Annex I of the requirements
referred to in this Article is identified in
accordance with the relevant provisions of
Article 8, transfers and acquisitions of
emission reduction units may continue to be made
after the question has been identified,
provided that any such units may not be used by a Party
to meet its commitments under Article 3 until
any issue of compliance is resolved.
Article 7
1. Each Party included in Annex I shall
incorporate in its annual inventory of
anthropogenic emissions by sources and removals
by sinks of greenhouse gases not
controlled by the Montreal Protocol, submitted
in accordance with the relevant decisions of
the Conference of the Parties, the necessary
supplementary information for the purposes of
ensuring compliance with Article 3, to be
determined in accordance with paragraph 4 below.
2. Each Party included in Annex I shall
incorporate in its national communication,
submitted under Article 12 of the Convention,
the supplementary information necessary to
demonstrate compliance with its commitments
under this Protocol, to be determined in
accordance with paragraph 4 below.
3. Each Party included in Annex I shall submit
the information required under
paragraph 1 above annually, beginning with the
first inventory due under the Convention for
the first year of the commitment period after
this Protocol has entered into force for that
Party. Each such Party shall submit the
information required under paragraph 2 above as part
of the first national communication due under
the Convention after this Protocol has entered
into force for it and after the adoption of
guidelines as provided for in paragraph 4 below.
The frequency of subsequent submission of
information required under this Article shall be
determined by the Conference of the Parties
serving as the meeting of the Parties to this
Protocol, taking into account any timetable for
the submission of national communications
decided upon by the Conference of the Parties.
4. The Conference of the Parties serving as the
meeting of the Parties to this Protocol
shall adopt at its first session, and review
periodically thereafter, guidelines for the
preparation of the information required under
this Article, taking into account guidelines for
the preparation of national communications by
Parties included in Annex I adopted by the
Conference of the Parties. The Conference of
the Parties serving as the meeting of the Parties
to this Protocol shall also, prior to the first
commitment period, decide upon modalities for
the accounting of assigned amounts.
Article 8
1. The information submitted under Article 7 by
each Party included in Annex I shall be
reviewed by expert review teams pursuant to the
relevant decisions of the Conference of the
Parties and in accordance with guidelines
adopted for this purpose by the Conference of the
Parties serving as the meeting of the Parties
to this Protocol under paragraph 4 below. The
information submitted under Article 7,
paragraph 1, by each Party included in Annex I shall
be reviewed as part of the annual compilation
and accounting of emissions inventories and
assigned amounts. Additionally, the information
submitted under Article 7, paragraph 2, by
each Party included in Annex I shall be
reviewed as part of the review of communications.
2. Expert review teams shall be coordinated by
the secretariat and shall be composed of
experts selected from those nominated by
Parties to the Convention and, as appropriate, by
intergovernmental organizations, in accordance
with guidance provided for this purpose by
the Conference of the Parties.
3. The review process shall provide a thorough
and comprehensive technical assessment
of all aspects of the implementation by a Party
of this Protocol. The expert review teams
shall prepare a report to the Conference of the
Parties serving as the meeting of the Parties to
this Protocol, assessing the
implementation of the commitments of the Party and identifying
any potential problems in, and factors
influencing, the fulfilment of commitments. Such
reports shall be circulated by the secretariat
to all Parties to the Convention. The secretariat
shall list those questions of implementation
indicated in such reports for further consideration
by the Conference of the Parties serving as the
meeting of the Parties to this Protocol.
4. The Conference of the Parties serving as the
meeting of the Parties to this Protocol
shall adopt at its first session, and review
periodically thereafter, guidelines for the review of
implementation of this Protocol by expert
review teams taking into account the relevant
decisions of the Conference of the Parties.
5. The Conference of the Parties serving as the
meeting of the Parties to this Protocol
shall, with the assistance of the Subsidiary
Body for Implementation and, as appropriate, the
Subsidiary Body for Scientific and
Technological Advice, consider:
(a) The information submitted by Parties under
Article 7 and the reports of the
expert reviews thereon conducted under this
Article; and
(b) Those questions of implementation listed by
the secretariat under
paragraph 3 above, as well as any questions
raised by Parties.
6. Pursuant to its consideration of the
information referred to in paragraph 5 above, the
Conference of the Parties serving as the
meeting of the Parties to this Protocol shall take
decisions on any matter required for the
implementation of this Protocol.
Article 9
1. The Conference of the Parties serving as the
meeting of the Parties to this Protocol
shall periodically review this Protocol in the
light of the best available scientific information
and assessments on climate change and its
impacts, as well as relevant technical, social and
economic information. Such reviews shall be
coordinated with pertinent reviews under the
Convention, in particular those required by
Article 4, paragraph 2(d), and Article 7,
paragraph 2(a), of the Convention. Based on
these reviews, the Conference of the Parties
serving as the meeting of the Parties to this
Protocol shall take appropriate action.
2. The first review shall take place at the
second session of the Conference of the Parties
serving as the meeting of the Parties to this
Protocol. Further reviews shall take place at
regular intervals and in a timely manner.
Article 10
All Parties, taking into account their common
but differentiated responsibilities and
their specific national and regional
development priorities, objectives and circumstances,
without introducing any new commitments for
Parties not included in Annex I, but
reaffirming existing commitments under Article
4, paragraph 1, of the Convention, and
continuing to advance the implementation of
these commitments in order to achieve
sustainable development, taking into account
Article 4, paragraphs 3, 5 and 7, of the
Convention, shall:
(a)
Formulate, where relevant and to the extent possible, cost-effective national
and, where appropriate, regional programmes to
improve the quality of local emission factors,
activity data and/or models which reflect the
socio-economic conditions of each Party for the
preparation and periodic updating of national inventories
of anthropogenic emissions by
sources and removals by sinks of all greenhouse
gases not controlled by the Montreal
Protocol, using comparable methodologies to be
agreed upon by the Conference of the
Parties, and consistent with the guidelines for
the preparation of national communications
adopted by the Conference of the Parties;
(b) Formulate, implement, publish and regularly
update national and, where
appropriate, regional programmes containing
measures to mitigate climate change and
measures to facilitate adequate adaptation to
climate change:
(i) Such programmes would, inter alia,
concern the energy, transport and
industry sectors as well as agriculture,
forestry and waste management.
Furthermore, adaptation technologies and
methods for improving
spatial planning would improve adaptation to
climate change; and
(ii) Parties included in Annex I shall submit
information on action under
this Protocol, including national programmes,
in accordance with
Article 7; and other Parties shall seek to
include in their national
communications, as appropriate, information on
programmes which
contain measures that the Party believes
contribute to addressing
climate change and its adverse impacts,
including the abatement of
increases in greenhouse gas emissions, and
enhancement of and
removals by sinks, capacity building and
adaptation measures;
(c) Cooperate in the promotion of effective
modalities for the development,
application and diffusion of, and take all
practicable steps to promote, facilitate and finance,
as appropriate, the transfer of, or access to,
environmentally sound technologies, know-how,
practices and processes pertinent to climate
change, in particular to developing countries,
including the formulation of policies and
programmes for the effective transfer of
environmentally sound technologies that are
publicly owned or in the public domain and the
creation of an enabling environment for the
private sector, to promote and enhance the
transfer of, and access to, environmentally
sound technologies;
(d) Cooperate in scientific and technical
research and promote the maintenance
and the development of systematic observation
systems and development of data archives to
reduce uncertainties related to the climate
system, the adverse impacts of climate change and
the economic and social consequences of various
response strategies, and promote the
development and strengthening of endogenous
capacities and capabilities to participate in
international and intergovernmental efforts,
programmes and networks on research and
systematic observation, taking into account
Article 5 of the Convention;
(e)
Cooperate in and promote at the international level, and, where appropriate,
using existing bodies, the development and
implementation of education and training
programmes, including the strengthening of
national capacity building, in particular human
and institutional capacities and the exchange
or secondment of personnel to train experts in
this field, in particular for developing
countries, and facilitate at the national level public
awareness of, and public access to information
on, climate change. Suitable modalities
should be developed to implement these
activities through the relevant bodies of the
Convention, taking into account Article 6 of
the Convention;
(f) Include in their national communications
information on programmes and
activities undertaken pursuant to this Article
in accordance with relevant decisions of the
Conference of the Parties; and
(g) Give full consideration, in implementing
the commitments under this Article,
to Article 4, paragraph 8, of the Convention.
Article 11
1. In the implementation of Article 10, Parties
shall take into account the provisions of
Article 4, paragraphs 4, 5, 7, 8 and 9, of the
Convention.
2. In the context of the implementation of
Article 4, paragraph 1, of the Convention, in
accordance with the provisions of Article 4,
paragraph 3, and Article 11 of the Convention,
and through the entity or entities entrusted
with the operation of the financial mechanism of
the Convention, the developed country Parties
and other developed Parties included in Annex
II to the Convention shall:
(a) Provide new and additional financial
resources to meet the agreed full costs
incurred by developing country Parties in
advancing the implementation of existing
commitments under Article 4, paragraph 1(a), of
the Convention that are covered in
Article 10, subparagraph (a); and
(b) Also provide such financial resources,
including for the transfer of technology,
needed by the developing country Parties to
meet the agreed full incremental costs of
advancing the implementation of existing
commitments under Article 4, paragraph 1, of the
Convention that are covered by Article 10 and
that are agreed between a developing country
Party and the international entity or entities
referred to in Article 11 of the Convention, in
accordance with that Article.
The implementation of these existing
commitments shall take into account the need for
adequacy and predictability in the flow of
funds and the importance of appropriate burden
sharing among developed country Parties. The
guidance to the entity or entities entrusted
with the operation of the financial mechanism
of the Convention in relevant decisions of the
Conference of the Parties, including those
agreed before the adoption of this Protocol, shall
apply mutatis mutandis to the provisions
of this paragraph.
3. The developed country Parties and other
developed Parties in Annex II to the
Convention may also provide, and developing
country Parties avail themselves of, financial
resources for the implementation of Article 10,
through bilateral, regional and other
multilateral channels.
Article 12
1. A clean development mechanism is hereby
defined.
2. The purpose of the clean development
mechanism shall be to assist Parties not
included in Annex I in achieving sustainable
development and in contributing to the ultimate
objective of the Convention, and to assist
Parties included in Annex I in achieving
compliance with their quantified emission
limitation and reduction commitments under
Article 3.
3. Under the clean development mechanism:
(a) Parties not included in Annex I will
benefit from project activities resulting in
certified emission reductions; and
(b) Parties included in Annex I may use the
certified emission reductions accruing
from such project activities to contribute to
compliance with part of their quantified emission
limitation and reduction commitments under
Article 3, as determined by the Conference of
the Parties serving as the meeting of the
Parties to this Protocol.
4. The clean development mechanism shall be
subject to the authority and guidance of
the Conference of the Parties serving as the
meeting of the Parties to this Protocol and be
supervised by an executive board of the clean
development mechanism.
5. Emission reductions resulting from each
project activity shall be certified by
operational entities to be designated by the
Conference of the Parties serving as the meeting
of the Parties to this Protocol, on the basis
of:
(a) Voluntary participation approved by each
Party involved;
(b) Real, measurable, and long-term benefits
related to the mitigation of climate
change; and
(c) Reductions in emissions that are additional
to any that would occur in the
absence of the certified project activity.
6. The clean development mechanism shall assist
in arranging funding of certified
project activities as necessary.
7. The Conference of the Parties serving as the
meeting of the Parties to this Protocol
shall, at its first session, elaborate
modalities and procedures with the objective of ensuring
transparency, efficiency and accountability
through independent auditing and verification of
project activities.
8. The Conference of the Parties serving as the
meeting of the Parties to this Protocol
shall ensure that a share of the proceeds from
certified project activities is used to cover
administrative expenses as well as to assist
developing country Parties that are particularly
vulnerable to the adverse effects of climate
change to meet the costs of adaptation.
9. Participation under the clean development
mechanism, including in activities
mentioned in paragraph 3(a) above and in the
acquisition of certified emission reductions,
may involve private and/or public entities, and
is to be subject to whatever guidance may be
provided by the executive board of the clean
development mechanism.
10. Certified emission reductions obtained
during the period from the year 2000 up to the
beginning of the first commitment period can be
used to assist in achieving compliance in the
first commitment period.
Article 13
1. The Conference of the Parties, the supreme
body of the Convention, shall serve as the
meeting of the Parties to this Protocol.
2. Parties to the Convention that are not
Parties to this Protocol may participate as
observers in the proceedings of any session of
the Conference of the Parties serving as the
meeting of the Parties to this Protocol. When
the Conference of the Parties serves as the
meeting of the Parties to this Protocol,
decisions under this Protocol shall be taken only by
those that are Parties to this Protocol.
3. When the Conference of the Parties serves as
the meeting of the Parties to this
Protocol, any member of the Bureau of the
Conference of the Parties representing a Party to
the Convention but, at that time, not a Party
to this Protocol, shall be replaced by an
additional member to be elected by and from
amongst the Parties to this Protocol.
4. The Conference of the Parties serving as the
meeting of the Parties to this Protocol
shall keep under regular review the
implementation of this Protocol and shall make, within its
mandate, the decisions necessary to promote its
effective implementation. It shall perform
the functions assigned to it by this Protocol
and shall:
(a) Assess, on the basis of all information
made available to it in accordance with
the provisions of this Protocol, the
implementation of this Protocol by the Parties, the overall
effects of the measures taken pursuant to this
Protocol, in particular environmental, economic
and social effects as well as their cumulative
impacts and the extent to which progress
towards the objective of the Convention is
being achieved;
(b)
Periodically examine the obligations of the Parties under this Protocol, giving
due consideration to any reviews required by
Article 4, paragraph 2(d), and Article 7,
paragraph 2, of the Convention, in the light of
the objective of the Convention, the experience
gained in its implementation and the evolution
of scientific and technological knowledge, and
in this respect consider and adopt regular
reports on the implementation of this Protocol;
(c) Promote and facilitate the exchange of
information on measures adopted by
the Parties to address climate change and its
effects, taking into account the differing
circumstances, responsibilities and
capabilities of the Parties and their respective
commitments under this Protocol;
(d) Facilitate, at the request of two or more
Parties, the coordination of measures
adopted by them to address climate change and
its effects, taking into account the differing
circumstances, responsibilities and
capabilities of the Parties and their respective
commitments under this Protocol;
(e) Promote and guide, in accordance with the
objective of the Convention and the
provisions of this Protocol, and taking fully
into account the relevant decisions by the
Conference of the Parties, the development and
periodic refinement of comparable
methodologies for the effective implementation
of this Protocol, to be agreed on by the
Conference of the Parties serving as the
meeting of the Parties to this Protocol;
(f) Make recommendations on any matters
necessary for the implementation of
this Protocol;
(g) Seek to mobilize additional financial
resources in accordance with
Article 11, paragraph 2;
(h) Establish such subsidiary bodies as are
deemed necessary for the
implementation of this Protocol;
(i) Seek and utilize, where appropriate, the
services and cooperation of, and
information provided by, competent
international organizations and intergovernmental and
non-governmental bodies; and
(j) Exercise such other functions as may be
required for the implementation of
this Protocol, and consider any assignment
resulting from a decision by the Conference of the
Parties.
5. The rules of procedure of the Conference of
the Parties and financial procedures
applied under the Convention shall be applied mutatis
mutandis under this Protocol, except as
may be otherwise decided by consensus by the
Conference of the Parties serving as the
meeting of the Parties to this Protocol.
6. The first session of the Conference of the
Parties serving as the meeting of the Parties
to this Protocol shall be convened by the
secretariat in conjunction with the first session of the
Conference of the Parties that is scheduled
after the date of the entry into force of this
Protocol. Subsequent ordinary sessions of the
Conference of the Parties serving as the
meeting of the Parties to this Protocol shall
be held every year and in conjunction with
ordinary sessions of the Conference of the
Parties, unless otherwise decided by the
Conference of the Parties serving as the
meeting of the Parties to this Protocol.
7. Extraordinary sessions of the Conference of
the Parties serving as the meeting of the
Parties to this Protocol shall be held at such
other times as may be deemed necessary by the
Conference of the Parties serving as the
meeting of the Parties to this Protocol, or at the
written request of any Party, provided that,
within six months of the request being
communicated to the Parties by the secretariat,
it is supported by at least one third of the
Parties.
8. The United Nations, its specialized agencies
and the International Atomic Energy
Agency, as well as any State member thereof or
observers thereto not party to the Convention,
may be represented at sessions of the
Conference of the Parties serving as the meeting of the
Parties to this Protocol as observers. Any body
or agency, whether national or international,
governmental or non-governmental, which is
qualified in matters covered by this Protocol
and which has informed the secretariat of its
wish to be represented at a session of the
Conference of the Parties serving as the
meeting of the Parties to this Protocol as an observer,
may be so admitted unless at least one third of
the Parties present object. The admission and
participation of observers shall be subject to
the rules of procedure, as referred to in
paragraph 5 above.
Article 14
1. The secretariat established by Article 8 of
the Convention shall serve as the secretariat
of this Protocol.
2. Article 8, paragraph 2, of the Convention on
the functions of the secretariat, and
Article 8, paragraph 3, of the Convention on
arrangements made for the functioning of the
secretariat, shall apply mutatis mutandis to
this Protocol. The secretariat shall, in addition,
exercise the functions assigned to it under
this Protocol.
Article 15
1. The Subsidiary Body for Scientific and
Technological Advice and the Subsidiary
Body for Implementation established by Articles
9 and 10 of the Convention shall serve as,
respectively, the Subsidiary Body for
Scientific and Technological Advice and the Subsidiary
Body for Implementation of this Protocol. The
provisions relating to the functioning of these
two bodies under the Convention shall apply mutatis
mutandis to this Protocol. Sessions of
the meetings of the Subsidiary Body for
Scientific and Technological Advice and the
Subsidiary Body for Implementation of this
Protocol shall be held in conjunction with the
meetings of, respectively, the Subsidiary Body
for Scientific and Technological Advice and
the Subsidiary Body for Implementation of the
Convention.
2. Parties to the Convention that are not
Parties to this Protocol may participate as
observers in the proceedings of any session of
the subsidiary bodies. When the subsidiary
bodies serve as the subsidiary bodies of this
Protocol, decisions under this Protocol shall be
taken only by those that are Parties to this
Protocol.
3. When the subsidiary bodies established by
Articles 9 and 10 of the Convention
exercise their functions with regard to matters
concerning this Protocol, any member of the
Bureaux of those subsidiary bodies representing
a Party to the Convention but, at that time,
not a party to this Protocol, shall be replaced
by an additional member to be elected by and
from amongst the Parties to this Protocol.
Article 16
The Conference of the Parties serving as the
meeting of the Parties to this Protocol
shall, as soon as practicable, consider the
application to this Protocol of, and modify as
appropriate, the multilateral consultative
process referred to in Article 13 of the Convention,
in the light of any relevant decisions that may
be taken by the Conference of the Parties. Any
multilateral consultative process that may be
applied to this Protocol shall operate without
prejudice to the procedures and mechanisms
established in accordance with Article 18.
Article 17
The Conference of the Parties shall define the
relevant principles, modalities, rules
and guidelines, in particular for verification,
reporting and accountability for emissions
trading. The Parties included in Annex B may
participate in emissions trading for the
purposes of fulfilling their commitments under
Article 3. Any such trading shall be
supplemental to domestic actions for the
purpose of meeting quantified emission limitation
and reduction commitments under that Article.
Article 18
The Conference of the Parties serving as the
meeting of the Parties to this Protocol
shall, at its first session, approve
appropriate and effective procedures and mechanisms to
determine and to address cases of
non-compliance with the provisions of this Protocol,
including through the development of an
indicative list of consequences, taking into account
the cause, type, degree and frequency of
non-compliance. Any procedures and mechanisms
under this Article entailing binding
consequences shall be adopted by means of an
amendment to this Protocol.
Article 19
The provisions of Article 14 of the Convention
on settlement of disputes shall apply
mutatis mutandis to this Protocol.
Article 20
1. Any Party may propose amendments to this
Protocol.
2. Amendments to this Protocol shall be adopted
at an ordinary session of the
Conference of the Parties serving as the
meeting of the Parties to this Protocol. The text of
any proposed amendment to this Protocol shall
be communicated to the Parties by the
secretariat at least six months before the
meeting at which it is proposed for adoption. The
secretariat shall also communicate the text of
any proposed amendments to the Parties and
signatories to the Convention and, for
information, to the Depositary.
3. The Parties shall make every effort to reach
agreement on any proposed amendment to
this Protocol by consensus. If all efforts at
consensus have been exhausted, and no agreement
reached, the amendment shall as a last resort
be adopted by a three-fourths majority vote of
the Parties present and voting at the meeting.
The adopted amendment shall be
communicated by the secretariat to the
Depositary, who shall circulate it to all Parties for their
acceptance.
4. Instruments of acceptance in respect of an
amendment shall be deposited with the
Depositary. An amendment adopted in accordance
with paragraph 3 above shall enter into
force for those Parties having accepted it on
the ninetieth day after the date of receipt by the
Depositary of an instrument of acceptance by at
least three fourths of the Parties to this
Protocol.
5. The amendment shall enter into force for any
other Party on the ninetieth day after the
date on which that Party deposits with the
Depositary its instrument of acceptance of the said
amendment.
Article 21
1. Annexes to this Protocol shall form an
integral part thereof and, unless otherwise
expressly provided, a reference to this
Protocol constitutes at the same time a reference to any
annexes thereto. Any annexes adopted after the
entry into force of this Protocol shall be
restricted to lists, forms and any other
material of a descriptive nature that is of a scientific,
technical, procedural or administrative
character.
2. Any Party may make proposals for an annex to
this Protocol and may propose
amendments to annexes to this Protocol.
3. Annexes to this Protocol and amendments to
annexes to this Protocol shall be adopted
at an ordinary session of the Conference of the
Parties serving as the meeting of the Parties to
this Protocol. The text of any proposed annex
or amendment to an annex shall be
communicated to the Parties by the secretariat
at least six months before the meeting at which
it is proposed for adoption. The secretariat
shall also communicate the text of any proposed
annex or amendment to an annex to the Parties
and signatories to the Convention and, for
information, to the Depositary.
4. The Parties shall make every effort to reach
agreement on any proposed annex or
amendment to an annex by consensus. If all
efforts at consensus have been exhausted, and no
agreement reached, the annex or amendment to an
annex shall as a last resort be adopted by a
three-fourths majority vote of the Parties
present and voting at the meeting. The adopted
annex or amendment to an annex shall be
communicated by the secretariat to the Depositary,
who shall circulate it to all Parties for their
acceptance.
5. An annex, or amendment to an annex other
than Annex A or B, that has been adopted
in accordance with paragraphs 3 and 4 above
shall enter into force for all Parties to this
Protocol six months after the date of the
communication by the Depositary to such Parties of
the adoption of the annex or adoption of the
amendment to the annex, except for those Parties
that have notified the Depositary, in writing,
within that period of their non-acceptance of the
annex or amendment to the annex. The annex or
amendment to an annex shall enter into force
for Parties which withdraw their notification
of non-acceptance on the ninetieth day after the
date on which withdrawal of such notification
has been received by the Depositary.
6. If the adoption of an annex or an amendment
to an annex involves an amendment to
this Protocol, that annex or amendment to an
annex shall not enter into force until such time
as the amendment to this Protocol enters into
force.
7. Amendments to Annexes A and B to this
Protocol shall be adopted and enter into
force in accordance with the procedure set out
in Article 20, provided that any amendment to
Annex B shall be adopted only with the written
consent of the Party concerned.
Article 22
1. Each Party shall have one vote, except as
provided for in paragraph 2 below.
2. Regional economic integration organizations,
in matters within their competence,
shall exercise their right to vote with a
number of votes equal to the number of their member
States that are Parties to this Protocol. Such
an organization shall not exercise its right to
vote if any of its member States exercises its
right, and vice versa.
Article 23
The Secretary-General of the United Nations
shall be the Depositary of this Protocol.
Article 24
1. This Protocol shall be open for signature
and subject to ratification, acceptance or
approval by States and regional economic
integration organizations which are Parties to the
Convention. It shall be open for signature at
United Nations Headquarters in New York from
16 March 1998 to 15 March 1999. This Protocol
shall be open for accession from the day
after the date on which it is closed for
signature. Instruments of ratification, acceptance,
approval or accession shall be deposited with
the Depositary.
2. Any regional economic integration
organization which becomes a Party to this
Protocol without any of its member States being
a Party shall be bound by all the obligations
under this Protocol. In the case of such
organizations, one or more of whose member States
is a Party to this Protocol, the organization
and its member States shall decide on their
respective responsibilities for the performance
of their obligations under this Protocol. In
such cases, the organization and the member
States shall not be entitled to exercise rights
under this Protocol concurrently.
3. In their instruments of ratification,
acceptance, approval or accession, regional
economic integration organizations shall
declare the extent of their competence with respect
to the matters governed by this Protocol. These
organizations shall also inform the
Depositary, who shall in turn inform the
Parties, of any substantial modification in the extent
of their competence.
Article 25
1. This Protocol shall enter into force on the
ninetieth day after the date on which not
less than 55 Parties to the Convention,
incorporating Parties included in Annex I which
accounted in total for at least 55 per cent of
the total carbon dioxide emissions for 1990 of the
Parties included in Annex I, have deposited
their instruments of ratification, acceptance,
approval or accession.
2. For the purposes of this Article, “the total
carbon dioxide emissions for 1990 of the
Parties included in Annex I” means the amount
communicated on or before the date of
adoption of this Protocol by the Parties
included in Annex I in their first national
communications submitted in accordance with
Article 12 of the Convention.
3. For each State or regional economic
integration organization that ratifies, accepts or
approves this Protocol or accedes thereto after
the conditions set out in paragraph 1 above
for entry into force have been fulfilled, this
Protocol shall enter into force on the ninetieth day
following the date of deposit of its instrument
of ratification, acceptance, approval or
accession.
4. For the purposes of this Article, any
instrument deposited by a regional economic
integration organization shall not be counted
as additional to those deposited by States
members of the organization.
Article 26
No reservations may be made to this Protocol.
Article 27
1. At any time after three years from the date
on which this Protocol has entered into
force for a Party, that Party may withdraw from
this Protocol by giving written notification to
the Depositary.
2. Any such withdrawal shall take effect upon
expiry of one year from the date of receipt
by the Depositary of the notification of
withdrawal, or on such later date as may be specified
in the notification of withdrawal.
3. Any Party that withdraws from the Convention
shall be considered as also having
withdrawn from this Protocol.
Article 28
The original of this Protocol, of which the
Arabic, Chinese, English, French, Russian
and Spanish texts are equally authentic, shall
be deposited with the Secretary-General of the
United Nations.
DONE at Kyoto this eleventh day of December one thousand nine hundred and
ninety-seven.
IN WITNESS WHEREOF the undersigned, being duly authorized to that
effect,
have affixed their signatures to this Protocol
on the dates indicated.
Annex A
Greenhouse gases
Carbon dioxide (CO ) 2
Methane (CH ) 4
Nitrous oxide (N O) 2
Hydrofluorocarbons (HFCs)
Perfluorocarbons (PFCs)
Sulphur hexafluoride (SF ) 6
Sectors/source categories
Energy
Fuel combustion
Energy industries
Manufacturing industries and construction
Transport
Other sectors
Other
Fugitive emissions from fuels
Solid fuels
Oil and natural gas
Other
Industrial processes
Mineral products
Chemical industry
Metal production
Other production
Production of halocarbons and sulphur
hexafluoride
Consumption of halocarbons and sulphur
hexafluoride
Other
Solvent and other product use
Agriculture
Enteric fermentation
Manure management
Rice cultivation
Agricultural soils
Prescribed burning of savannas
Field burning of agricultural residues
Other
Waste
Solid waste disposal on land
Wastewater handling
Waste incineration
Other
Annex B
Party Quantified emission limitation or
reduction commitment
(percentage of base year or period)
Australia 108
Austria 92
Belgium 92
Bulgaria* 92
Canada 94
Croatia* 95
Czech Republic* 92
Denmark 92
Estonia* 92
European Community 92
Finland 92
France 92
Germany 92
Greece 92
Hungary* 94
Iceland 110
Ireland 92
Italy 92
Japan 94
Latvia* 92
Liechtenstein 92
Lithuania* 92
Luxembourg 92
Monaco 92
Netherlands 92
New Zealand 100
Norway 101
Poland* 94
Portugal 92
Romania* 92
Russian Federation* 100
Slovakia* 92
Slovenia* 92
Spain 92
Sweden 92
Switzerland 92
Ukraine* 100
United Kingdom of Great Britain and Northern
Ireland 92
United States of America 93
* Countries that are undergoing the process of
transition to a market economy.